Securities Activities of Banks

The third edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Third Edition provides:In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companiesClear explanations of how securities laws affect banks' securities activitiesA complete review of how banks are regulated - including foreign banks and affiliatesUp-to-date analysis of the evolution of the banking laws through agency and court decisions.Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more.Esq., Melanie L. Fein is the author of 'Securities Activities of Banks', published 2000 under ISBN 9780735518605 and ISBN 0735518602.