This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.Kirkpatrick & Lockhart Preston Gates Ellis LLP is the author of 'Securities Enforcement Manual' with ISBN 9781590317297 and ISBN 1590317297.
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