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9780379208252
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Avoid Costly Mistakes International Securities Regulation provides you with in-depth analysis of the securities regulations in 31 jurisdictions & the EEC, as well as access to the essential primary source material. The volumes also present important information on how to raise capital abroad. Complete Details for Each Market * Original documents, in English, for the legal systems of 31 countries & the EEC including laws, decrees, regulations, & guidelines * Volume data of securities trading activity in significant parts of the primary & secondary markets in each jurisdiction * Identification of regulatory agencies, public securities markets, & licensed securities dealers in each jurisdiction, with names & telephone numbers Essential Topics Covered Include: * Registration & Listing Requirements * Public & Exempt Offerings * Disclosure Requirements of Public & Non-Public Companies * Broker-Dealer & Financial Intermediary Regulations * Analysis of the Rules Governing Tender Offers, Takeovers & Other Corporate Combinations * International Securities Transactions * Definition of Security * Accounting, Auditing & Bookkeeping Requirements * Investment Companies & Investment Advisors * Establishment, Regulation & Organization of Securities Regulatory Organizations * Civil & Criminal Liability * How Fraud, Manipulation & Insider Trading Are Defined, Identified & Dealt With * Recent Developments & Current Trends * Description of Each Country's Legal System.Rosen, Robert C. is the author of 'International Securities Regulation' with ISBN 9780379208252 and ISBN 0379208253.
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