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9780808007333
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This new title provides detailed explanation of the SEC's new privacy rules, adopted pursuant To The Gramm-Leach-Bliley Act, For brokers, dealers, investment companies, and investment advisers. A must-have reference, it incorporates SEC interpretations of the rules, As well as practical guidance for compliance. The new privacy rules apply to all brokers, dealers, investment companies, and registered investment advisers, regardless of their firm size.James Hamilton is the author of 'Guide To SEC Privacy Rules', published 2005 under ISBN 9780808007333 and ISBN 0808007335.
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